SFC Licences of SEOW Zhi Xiang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 28 July 2021 | |
| Merrill Lynch Far East Limited | RE | 1 | 28 July 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 April 2020 | 30 September 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 April 2020 | 30 September 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 17 August 2015 | 10 December 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 August 2015 | 10 December 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 August 2015 | 10 December 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2015 | 10 December 2019 |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 19 August 2013 | 30 June 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 04 January 2011 | 29 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 04 January 2011 | 29 September 2012 |