SFC Licences of KWOK Yui Fai 郭睿輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 | RE | 4 | 20 December 2018 | |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 20 December 2018 | |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 23 March 2017 | 03 February 2018 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 21 June 2016 | 02 February 2017 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 19 July 2011 | 02 September 2011 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 26 May 2011 | 02 September 2011 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 February 2011 | 02 September 2011 |