SFC Licences of LAI Ting Yu 黎定如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 02 June 2015 | 26 August 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 02 June 2015 | 26 August 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 28 February 2012 | 31 October 2014 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 09 November 2011 | 31 October 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 June 2011 | 31 October 2014 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 June 2011 | 31 October 2014 |