SFC Licences of YIP Pui Yee 葉佩怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 22 November 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 22 November 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 November 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 25 August 2022 26 October 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 12 October 2021 26 October 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 12 October 2021 26 October 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 October 2021 26 October 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 12 October 2021 26 October 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 June 2019 20 August 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 22 August 2014 20 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 22 August 2014 20 August 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 15 August 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 27 June 2011 15 August 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 27 June 2011 15 August 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 27 June 2011 30 December 2011