SFC Licences of LI Hang 李航
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 23 February 2018 | 28 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 23 February 2018 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 23 February 2018 | |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 23 February 2018 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 05 January 2015 | 23 February 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 November 2013 | 23 February 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 November 2013 | 23 February 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 November 2013 | 23 February 2018 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 22 July 2013 | 31 October 2013 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 22 July 2013 | 31 October 2013 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 22 July 2013 | 31 October 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 January 2012 | 26 June 2013 |