SFC Licences of LI Hang 李航

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 4 05 January 2015 23 February 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 23 February 2018
CLSA Limited 中信里昂證券有限公司
RO 1 23 February 2018
CLSA Limited 中信里昂證券有限公司
RO 4 23 February 2018 28 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 01 November 2013 23 February 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 01 November 2013 23 February 2018
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4, 6 22 July 2013 31 October 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 4 20 January 2012 26 June 2013