SFC Licences of KWAN Wang Chi, Beryl 管泓姿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Micro Connect (H.K.) Investment Management Limited RE 9 05 October 2023
Micro Connect (H.K.) Investment Management Limited RE 4 05 October 2023
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 09 October 2019 08 October 2020
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 09 October 2019 08 October 2020
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 1 09 October 2019 08 October 2020
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 4 06 February 2015 07 May 2016
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 1 06 February 2015 07 May 2016
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 14 November 2012 14 May 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 14 November 2012 14 May 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 14 November 2012 14 May 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 06 September 2012 14 May 2013