SFC Licences of ZHENG Xiaotian 鄭嘯天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RO 6 22 December 2022
Merrill Lynch (Asia Pacific) Limited RO 4 22 December 2022
Merrill Lynch (Asia Pacific) Limited RO 1 22 December 2022
Merrill Lynch Far East Limited RE 6 21 August 2020 04 March 2024
Merrill Lynch Far East Limited RE 4 21 August 2020 04 March 2024
Merrill Lynch Far East Limited RE 1 21 August 2020 04 March 2024
Merrill Lynch (Asia Pacific) Limited RE 6 21 August 2020 22 December 2022
Merrill Lynch (Asia Pacific) Limited RE 4 21 August 2020 22 December 2022
Merrill Lynch (Asia Pacific) Limited RE 1 21 August 2020 22 December 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 21 March 2018 03 July 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 21 March 2018 03 July 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 21 March 2018 03 July 2020
J.P. Morgan Securities (Far East) Limited RE 6 09 June 2015 06 February 2018
J.P. Morgan Securities (Far East) Limited RE 4 09 June 2015 06 February 2018
J.P. Morgan Securities (Far East) Limited RE 1 09 June 2015 06 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 17 September 2012 26 October 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 17 September 2012 26 October 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 17 September 2012 26 October 2013