SFC Licences of YU Yee Fung 余苡蜂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ten Asset Management Limited 壹拾資產管理有限公司 RO 4 15 April 2021
Ten Asset Management Limited 壹拾資產管理有限公司 RO 9 14 October 2020
Ten Asset Management Limited 壹拾資產管理有限公司 RE 9 05 August 2020 14 October 2020
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 RO 9 15 February 2019 16 June 2020
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RE 9 09 July 2018 31 January 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 09 July 2018 31 January 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 09 July 2018 31 January 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 9 07 September 2017 31 October 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 4 30 June 2017 31 October 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 1 30 June 2017 31 October 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 9 30 June 2017 07 September 2017
Axis Capital Management Limited 縱橫資產管理有限公司 RE 9 03 August 2015 17 April 2017
Axis Capital Management Limited 縱橫資產管理有限公司 RE 4 03 August 2015 17 April 2017
China System Securities Limited 華信證券有限公司 RE 1 02 January 2015 01 April 2015
RE 9 18 March 2013 01 June 2013