SFC Licences of HE Tian 賀添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RO	9	12 April 2022
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RO	4	12 April 2022
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RE	9	29 November 2021	12 April 2022
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RE	4	29 November 2021	12 April 2022
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	9	24 April 2019	29 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	24 April 2019	29 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	4	24 April 2019	29 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	1	24 April 2019	29 October 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	25 February 2019	24 April 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	25 February 2019	24 April 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	25 February 2019	24 April 2019
Grit Securities Limited 啟恒證券有限公司	RO	1	20 November 2018	19 January 2019
Joincap Capital Limited 中楷資本有限公司	RO	9	20 November 2018	19 January 2019
Joincap Capital Limited 中楷資本有限公司	RO	4	20 November 2018	19 January 2019
Grit Securities Limited 啟恒證券有限公司	RE	1	13 September 2017	20 November 2018
Joincap Capital Limited 中楷資本有限公司	RE	9	13 September 2017	20 November 2018
Joincap Capital Limited 中楷資本有限公司	RE	4	13 September 2017	20 November 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	23 April 2015	01 April 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	23 April 2015	01 April 2017
CLSA Limited 中信里昂證券有限公司	RE	1	23 April 2015	01 April 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	01 August 2013	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	01 August 2013	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	01 August 2013	01 January 2016