Licences of SFC licenceholder BBU298 BATRA Nitin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RO 1 12 April 2021
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 03 August 2020 12 April 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司
RE 1, 2 18 June 2019 10 June 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
RE 1, 2 09 September 2013 16 March 2019