SFC Licences of BATRA Nitin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 12 April 2021 | |
| Merrill Lynch Far East Limited | RO | 1 | 12 April 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 12 April 2021 | |
| Merrill Lynch Far East Limited | RE | 2 | 03 August 2020 | 12 April 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 03 August 2020 | 12 April 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 August 2020 | 12 April 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 18 June 2019 | 10 June 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 June 2019 | 10 June 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 September 2013 | 16 March 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 September 2013 | 16 March 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 09 September 2013 | 16 March 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 09 September 2013 | 16 March 2019 |