SFC Licences of WANG Liliang 王李樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 20 May 2019 08 November 2022
J.P. Morgan Securities (Far East) Limited RE 4 20 May 2019 08 November 2022
J.P. Morgan Securities (Far East) Limited RE 1 20 May 2019 08 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 16 October 2017 02 April 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 16 October 2017 02 April 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 October 2017 02 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 26 June 2017 24 August 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 June 2017 24 August 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 30 March 2015 27 May 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 30 March 2015 27 May 2017
CLSA Limited 中信里昂證券有限公司 RE 1 30 March 2015 27 May 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 18 February 2014 04 March 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 February 2014 04 March 2015