SFC Licences of HON Wai Lin, William 韓偉濂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 10 June 2022 | |
| UBS Securities Hong Kong Limited | RE | 2 | 10 June 2022 | |
| UBS Securities Hong Kong Limited | RE | 1 | 10 June 2022 | |
| UBS Securities Asia Limited | RE | 2 | 10 June 2022 | |
| UBS Securities Asia Limited | RE | 1 | 10 June 2022 | |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 14 March 2017 | 18 May 2022 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 14 March 2017 | 18 May 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 April 2016 | 16 January 2017 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 10 September 2014 | 17 March 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 March 2014 | 22 August 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 March 2014 | 22 August 2014 |