SFC Licences of LIU Chang 劉暢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 9 13 April 2023
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 13 April 2023
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 27 October 2016 04 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 27 October 2016 04 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 27 October 2016 04 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 27 October 2016 04 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 27 October 2016 04 May 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 27 October 2016 04 May 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 27 October 2016 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 27 October 2016 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 27 October 2016 09 December 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 17 June 2014 29 May 2015