SFC Licences of DAI Zhijie 戴智杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TFI Asset Management Limited 天風國際資產管理有限公司	RO	9	01 September 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RO	5	01 September 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RO	4	01 September 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RE	9	10 July 2023	01 September 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RE	5	10 July 2023	01 September 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RE	4	10 July 2023	01 September 2023
Quam Asset Management Limited 華富建業資產管理有限公司	RO	1	19 August 2021	19 May 2023
Quam Asset Management Limited 華富建業資產管理有限公司	RE	1	20 April 2020	19 August 2021
Quam Asset Management Limited 華富建業資產管理有限公司	RO	4	30 April 2019	19 May 2023
Quam Asset Management Limited 華富建業資產管理有限公司	RO	9	27 February 2019	19 May 2023
Quam Securities Limited 華富建業證券有限公司	RE	1	08 October 2018	20 April 2020
Quam Asset Management Limited 華富建業資產管理有限公司	RE	4	08 October 2018	30 April 2019
Quam Asset Management Limited 華富建業資產管理有限公司	RE	9	08 October 2018	27 February 2019
CMBC Asset Management Company Limited 民銀資產管理有限公司	RO	9	15 May 2018	16 September 2018
CMBC Securities Company Limited 民銀證券有限公司	RE	4	12 June 2017	16 September 2018
CMBC Securities Company Limited 民銀證券有限公司	RE	1	12 June 2017	16 September 2018
CMBC Asset Management Company Limited 民銀資產管理有限公司	RE	9	12 June 2017	15 May 2018
CMBC International Securities Limited 民銀國際證券有限公司	RE	4	01 June 2017	12 June 2017
CMBC International Securities Limited 民銀國際證券有限公司	RE	1	01 June 2017	12 June 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RE	4	06 June 2016	13 April 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RE	9	09 December 2014	13 April 2017