SFC Licences of TANG Zhongzhi 唐中植
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 17 September 2021 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 17 September 2021 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 17 September 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 September 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 September 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 September 2021 | 23 January 2024 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 19 May 2015 | 23 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 19 May 2015 | 23 July 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 May 2015 | 23 July 2021 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 27 April 2015 | 01 January 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 27 April 2015 | 01 January 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 27 April 2015 | 01 January 2016 |