SFC Licences of YAN Yiran 嚴一然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 July 2019 | |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 08 March 2017 | 10 May 2019 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 08 March 2017 | 10 May 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 08 March 2017 | 10 May 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 March 2017 | 10 May 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 September 2015 | 01 December 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 07 September 2015 | 01 December 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 07 September 2015 | 01 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 September 2015 | 01 December 2016 |