SFC Licences of TUNG Kai Ah 董啟亞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
South China Investment Management Limited 南華投資管理有限公司	RO	9	09 February 2022	04 January 2024
South China Research Limited 南華資料研究有限公司	RO	4	09 February 2022	04 January 2024
South China Securities Limited 南華證券投資有限公司	RO	1	09 February 2022	04 January 2024
South China Investment Management Limited 南華投資管理有限公司	RE	9	22 November 2021	09 February 2022
South China Research Limited 南華資料研究有限公司	RE	4	22 November 2021	09 February 2022
South China Securities Limited 南華證券投資有限公司	RE	1	22 November 2021	09 February 2022
Frontier Capital Management Limited 方達資本管理有限公司	RO	9	24 September 2021	29 October 2021
Frontier Capital Management Limited 方達資本管理有限公司	RO	4	24 September 2021	29 October 2021
Frontier Capital Management Limited 方達資本管理有限公司	RO	1	24 September 2021	29 October 2021
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	5	24 July 2020	02 July 2021
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	2	24 July 2020	02 July 2021
Delta Asia Securities Limited 滙業證券有限公司	RO	4	26 June 2020	02 July 2021
Delta Asia Securities Limited 滙業證券有限公司	RO	1	26 June 2020	02 July 2021
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RO	9	26 June 2020	02 July 2021
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RO	4	26 June 2020	02 July 2021
Delta Asia Securities Limited 滙業證券有限公司	RE	4	01 June 2020	26 June 2020
Delta Asia Securities Limited 滙業證券有限公司	RE	1	01 June 2020	26 June 2020
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	9	01 June 2020	26 June 2020
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	4	01 June 2020	26 June 2020
Tian Yuan Finance Limited 天元金融有限公司	RO	9	20 June 2016	07 August 2019
Tian Yuan Finance Limited 天元金融有限公司	RO	4	07 March 2016	07 August 2019
Tian Yuan Finance Limited 天元金融有限公司	RO	1	07 March 2016	07 August 2019