SFC Licences of CHUNG Ho Yin 鍾浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	06 April 2022	06 April 2023
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	12 November 2019	16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	12 November 2019	16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	12 November 2019	16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	12 November 2019	16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	12 November 2019	16 February 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	12 November 2019	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	12 November 2019	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	12 November 2019	09 December 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	25 September 2019	16 February 2022
First Shanghai Securities Limited 第一上海證券有限公司	RE	1	17 December 2015	04 September 2019
First Shanghai Futures Limited 第一上海期貨有限公司	RE	2	17 December 2015	04 September 2019