SFC Licences of CHUNG Ho Yin 鍾浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 06 April 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 12 November 2019 16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 12 November 2019 16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 12 November 2019 16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 12 November 2019 16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 12 November 2019 16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 25 September 2019 16 February 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 12 November 2019 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 12 November 2019 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 12 November 2019 09 December 2020
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 17 December 2015 04 September 2019
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 17 December 2015 04 September 2019