SFC Licences of PAN Jiao 潘姣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Securities Limited 華融國際證券有限公司
RE 4 10 September 2021
Huarong International Securities Limited 華融國際證券有限公司
RE 1 26 August 2021
Huarong International Capital Limited 華融國際融資有限公司
RE 1, 6 26 August 2021
CMBC Securities Company Limited 民銀證券有限公司
RE 1 03 June 2021 16 July 2021
CMBC International Capital Limited 民銀資本有限公司
RE 1, 6 03 June 2021 16 July 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
RE 1 15 November 2016 15 October 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 1, 6 15 November 2016 15 October 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 15 February 2016 20 September 2016