SFC Licences of CHAN Pui Chi 陳沛芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	4	13 March 2024
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	1	13 March 2024
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	4	21 September 2021	28 February 2024
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	1	21 September 2021	28 February 2024
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	9	15 September 2016	31 August 2021
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	4	15 September 2016	31 August 2021
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	15 September 2016	31 August 2021
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	15 September 2016	31 August 2021
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	15 September 2016	31 August 2021
JF International Management Inc.	RE	4	15 September 2016	03 July 2018
JF International Management Inc.	RE	9	15 September 2016	03 July 2018