SFC Licences of YUAN Ye 袁野
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 19 November 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 27 October 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 October 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 July 2020 | 17 September 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 July 2020 | 17 September 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 16 July 2018 | 27 June 2020 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 26 October 2017 | 27 June 2020 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 26 October 2017 | 27 June 2020 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 13 April 2017 | 29 September 2017 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 13 April 2017 | 29 September 2017 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 1 | 13 April 2017 | 29 September 2017 |