SFC Licences of YUAN Ye 袁野

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 19 November 2021
CMBC International Capital Limited 民銀資本有限公司
RE 1, 6 26 October 2017 27 June 2020
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 1 13 April 2017 29 September 2017
Kingsway Capital Limited 滙富融資有限公司
RE 1, 6 13 April 2017 29 September 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 27 October 2021
CLSA Limited 中信里昂證券有限公司
RE 1 27 October 2021
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 20 July 2020 17 September 2021
CMBC Securities Company Limited 民銀證券有限公司
RE 1 16 July 2018 27 June 2020