SFC Licences of CAO Sihui 曹思慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	17 August 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	17 August 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	17 August 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	17 August 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	24 August 2021	12 January 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	23 October 2020	06 July 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	23 October 2020	06 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	04 October 2017	21 August 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	04 October 2017	21 August 2020
CLSA Limited 中信里昂證券有限公司	RE	4	04 October 2017	21 August 2020
CLSA Limited 中信里昂證券有限公司	RE	1	04 October 2017	21 August 2020