SFC Licences of HAU Jacquelynne 侯潔慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 07 October 2022 | |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 07 October 2022 | |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 07 October 2022 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 04 May 2020 | 27 September 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 04 May 2020 | 27 September 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 May 2020 | 27 September 2022 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 06 May 2019 | 09 August 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 May 2019 | 09 August 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 01 December 2017 | 30 April 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 01 December 2017 | 30 April 2019 |