SFC Licences of HAU Jacquelynne 侯潔慈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 9 07 October 2022
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 4 07 October 2022
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 1 07 October 2022
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 04 May 2020 27 September 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 04 May 2020 27 September 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 May 2020 27 September 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 06 May 2019 09 August 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 06 May 2019 09 August 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 01 December 2017 30 April 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 01 December 2017 30 April 2019