SFC Licences of GAO Mengyang 高夢洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 28 July 2022 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 28 July 2022 | |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 9 | 09 November 2020 | 28 May 2021 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 4 | 14 October 2020 | 28 May 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 30 October 2018 | 12 January 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 30 October 2018 | 12 January 2019 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 14 August 2018 | 19 August 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 August 2018 | 19 August 2020 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 14 August 2018 | 19 August 2019 |