SFC Licences of WANG Chenyan 王辰龑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 20 February 2024 | |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 4 | 31 January 2024 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 31 January 2024 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 31 January 2024 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 September 2022 | 29 December 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 16 September 2022 | 29 December 2023 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 03 September 2021 | 06 September 2022 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 05 August 2021 | 06 September 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 16 June 2021 | 06 September 2022 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 | RE | 1 | 05 November 2018 | 14 May 2021 |