SFC Licences of YUEN Man King 阮汶敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 15 March 2024 | |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 26 August 2022 | 29 December 2023 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 10 May 2022 | 15 August 2022 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 1 | 10 May 2022 | 15 August 2022 |
Rich Bay Securities Limited 富利證券有限公司 | RE | 2 | 29 October 2020 | 22 April 2022 |
Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 29 October 2020 | 22 April 2022 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 08 May 2020 | 23 July 2020 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 08 May 2020 | 23 July 2020 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 July 2019 | 03 May 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 July 2019 | 03 May 2020 |