SFC Licences of YUEN Ching Ngai 阮政毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 10 May 2022
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 1 10 May 2022
Rich Bay Securities Limited 富利證券有限公司 RE 2 29 October 2020 22 April 2022
Rich Bay Securities Limited 富利證券有限公司 RE 1 29 October 2020 22 April 2022
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 08 May 2020 23 July 2020
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 08 May 2020 23 July 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 July 2019 03 May 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 July 2019 03 May 2020