SFC Licences of LAM Kai Wing, Kevin 林繼榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 4 06 March 2019
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 1 15 October 2018
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 4 31 August 2018 06 March 2019
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 1 26 July 2018 15 October 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 2 21 February 2017 15 July 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 1 21 February 2017 15 July 2018
Forwin Futures Group Limited 富榮期貨集團有限公司 RO 2 22 September 2016 31 January 2017
Forwin Securities Group Limited 富榮證券集團有限公司 RO 1 11 March 2016 31 January 2017
Forwin Securities Group Limited 富榮證券集團有限公司 RE 1 07 December 2015 11 March 2016
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 17 November 2011 13 November 2015
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 17 November 2011 13 November 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 13 April 2010 29 October 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 April 2010 29 October 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 22 October 2008 03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 22 October 2008 03 May 2011
Beevest Securities Limited 蜂投證券有限公司 RE 2 12 July 2007 20 October 2008
Beevest Securities Limited 蜂投證券有限公司 RE 1 01 April 2003 20 October 2008
Beevest Securities Limited 蜂投證券有限公司 RE 6 01 April 2003 18 February 2004
Beevest Securities Limited 蜂投證券有限公司 RE 4 01 April 2003 18 February 2004
Beevest Securities Limited 蜂投證券有限公司 RE 9 01 April 2003 18 February 2004