SFC Licences of CHAN Yat Hang 陳日恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 07 June 2021 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 21 May 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 September 2016 | 02 October 2017 |
Merrill Lynch Far East Limited | RE | 1 | 20 July 2015 | 03 August 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 July 2015 | 03 August 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 June 2013 | 19 June 2015 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 20 May 2013 | 08 June 2013 |
BGC Securities (Hong Kong) LLC | RE | 1 | 07 November 2011 | 25 January 2013 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 05 June 2007 | 01 September 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 June 2007 | 01 September 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 22 June 2006 | 01 June 2007 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 22 June 2006 | 01 June 2007 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 22 June 2006 | 01 June 2007 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 30 May 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 30 May 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 18 March 2004 |