SFC Licences of CHAN Yat Hang 陳日恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 07 June 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 21 May 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 September 2016 02 October 2017
Merrill Lynch Far East Limited RE 1 20 July 2015 03 August 2016
Merrill Lynch (Asia Pacific) Limited RE 1 20 July 2015 03 August 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 June 2013 19 June 2015
Glory Sun Securities Limited 寶新證券有限公司 RE 1 20 May 2013 08 June 2013
BGC Securities (Hong Kong) LLC RE 1 07 November 2011 25 January 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 05 June 2007 01 September 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 June 2007 01 September 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 22 June 2006 01 June 2007
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 22 June 2006 01 June 2007
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 22 June 2006 01 June 2007
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 30 May 2006
CLSA Futures Limited 里昂期貨有限公司 RE 2 01 April 2003 30 May 2006
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 18 March 2004
CLSA Futures Limited 里昂期貨有限公司 RE 5 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 18 March 2004
CLSA Futures Limited 里昂期貨有限公司 RE 9 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 18 March 2004