SFC Licences of ANG Tai Yue, Eric 洪大裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited RE 4 20 October 2021
Macquarie Asia Securities Limited RE 1 20 October 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 26 April 2012 07 July 2021
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 15 December 2010 03 February 2012
J.P. Morgan Broking (Hong Kong) Limited RE 5 24 June 2009 20 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 24 June 2009 20 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 2 03 June 2009 20 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 03 June 2009 20 September 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 29 August 2007 12 December 2008
Nomura Futures (Hong Kong) Limited RE 2 29 August 2007 12 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 August 2007 12 December 2008
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 9 13 April 2007 18 August 2007
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 5 13 April 2007 18 August 2007
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 1 13 April 2007 18 August 2007
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 19 April 2006 13 April 2007
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 19 April 2006 13 April 2007
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 19 April 2006 13 April 2007
T. Rowe Price International, Inc. RE 4 01 April 2003 05 September 2005
T. Rowe Price International, Inc. RE 9 01 April 2003 05 September 2005
T. Rowe Price International, Inc. RE 6 01 April 2003 13 October 2004