SFC Licences of CHANG Yan Wing 張潤榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ninth Eternity Capital HK Limited 九久創投香港有限公司
RO 1, 4 16 October 2020
WE Securities Limited 溫商證券有限公司
RO 1 02 October 2018 29 February 2020
WE Asset Management Limited 溫商資產管理有限公司
RO 4, 9 19 March 2018 29 February 2020
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司
RO 1, 9 12 January 2017 16 December 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司
RE 1, 9 10 January 2017 12 January 2017
United Zone Investment Limited 聯際投資有限公司
RO 1, 2, 4, 9 01 September 2016 06 January 2017
Midland Wealth Management Limited 美聯資產管理有限公司
RO 1, 4 19 September 2012 15 February 2016
Well Link Securities Limited 立橋證券有限公司
RO 1, 2 18 July 2012 23 August 2012
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司
RE 4 12 June 2012 16 July 2012
Haitong International Securities Company Limited 海通國際證券有限公司
RO 1 27 February 2012 01 May 2012
Haitong International Futures Limited 海通國際期貨有限公司
RO 2 27 February 2012 01 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 22 November 2011 27 February 2012
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 22 November 2011 27 February 2012
Head & Shoulders Securities Limited 聯合證券有限公司
RO 2, 9 28 July 2010 01 November 2011
Head & Shoulders Securities Limited 聯合證券有限公司
RO 1, 4 21 April 2010 01 November 2011
Mason Investment Management Limited 茂宸投資管理有限公司
RO 4, 9 20 January 2010 13 February 2010
Oshidori Securities Limited 威華達證券有限公司
RO 1 02 December 2008 13 February 2010
Oshidori Securities Limited 威華達證券有限公司
RE 1 15 October 2008 02 December 2008
Infast Brokerage Limited 進匯證券有限公司
RO 1 11 April 2008 01 October 2008
Chong Hing Securities Limited 創興證券有限公司
RE 1 01 April 2003 30 June 2006
Chong Hing Commodities And Futures Limited 創興商品期貨有限公司
RE 2 01 April 2003 04 March 2005
Chong Hing Commodities And Futures Limited 創興商品期貨有限公司
RE 5, 7, 9 01 April 2003 19 January 2005
Chong Hing Securities Limited 創興證券有限公司
RE 4, 6, 7, 9 01 April 2003 11 January 2005