SFC Licences of NGAI Chun Kit, Henry 倪俊傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 22 October 2015 09 December 2017
CLSA Limited 中信里昂證券有限公司 RO 1 14 October 2014 22 October 2015
CLSA Futures Limited 里昂期貨有限公司 RE 2 10 May 2010 15 February 2016
CLSA Limited 中信里昂證券有限公司 RE 1 11 June 2007 14 October 2014
Credit Suisse Futures (Hong Kong) Limited RE 7 14 April 2005 09 May 2007
Credit Suisse Futures (Hong Kong) Limited RE 2 02 June 2004 09 May 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 02 June 2004 09 May 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 June 2004 09 May 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 29 September 2003 18 December 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 29 September 2003 18 December 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 29 September 2003 18 December 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 07 August 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 07 August 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 06 August 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 06 August 2003
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 06 August 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 06 August 2003
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 06 August 2003