SFC Licences of HO Ting Kay 何定錤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
New Prospect Capital Limited 新域資本有限公司 RO 9 13 April 2022
New Prospect Capital Limited 新域資本有限公司 RO 4 13 April 2022
New Prospect Capital Limited 新域資本有限公司 RO 1 13 April 2022
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 9 05 December 2019 15 March 2022
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 4 05 December 2019 15 March 2022
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 1 05 December 2019 15 March 2022
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 1 28 October 2019 05 December 2019
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 28 October 2019 05 December 2019
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 9 28 October 2019 05 December 2019
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 4 02 April 2019 01 June 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 04 September 2018 01 June 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 4 04 September 2018 01 June 2019
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 9 04 September 2018 01 June 2019
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RO 9 08 December 2016 09 February 2018
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RO 4 08 December 2016 09 February 2018
Goldhorse Securities Limited 金馬證券有限公司 RO 1 10 May 2016 30 June 2016
Goldhorse Securities Limited 金馬證券有限公司 RO 4 10 May 2016 30 June 2016
Wei Da Asset Management Limited 偉達資產管理有限公司 RO 9 10 May 2016 30 June 2016
QMIS Securities Limited 華亞證券有限公司 RO 1 02 June 2015 22 December 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 02 June 2015 22 December 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RO 9 02 June 2015 22 December 2015
Matrix Securities Limited 矩陣證券有限公司 RO 1 01 August 2014 30 April 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 9 05 June 2014 30 April 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 4 05 June 2014 30 April 2015
Target Capital Management Limited 泰達資產管理有限公司 RO 1 15 July 2013 22 November 2013
Target Capital Management Limited 泰達資產管理有限公司 RO 4 25 March 2013 22 November 2013
Target Capital Management Limited 泰達資產管理有限公司 RO 9 25 March 2013 22 November 2013
Target Capital Management Limited 泰達資產管理有限公司 RE 1 01 February 2013 15 July 2013
Target Capital Management Limited 泰達資產管理有限公司 RE 4 01 February 2013 25 March 2013
Target Capital Management Limited 泰達資產管理有限公司 RE 9 01 February 2013 25 March 2013
JVSakk Asset Management Limited 匯通永利資產管理有限公司 RE 4 02 May 2012 15 January 2013
JVSakk Asset Management Limited 匯通永利資產管理有限公司 RE 9 02 May 2012 15 January 2013
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 RE 4 17 September 2008 15 March 2010