SFC Licences of TO Yu Fai 杜宇輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 09 September 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 09 December 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 09 December 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 October 2009 28 November 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 October 2009 28 November 2014
Christfund Futures Limited 恒豐期貨有限公司 RE 2 27 August 2004 04 October 2009
Christfund Securities Limited 恒豐證券有限公司 RE 1 27 August 2004 04 October 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 April 2004 26 August 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 April 2004 26 August 2004
Christfund Securities Limited 恒豐證券有限公司 RE 1 01 April 2003 07 April 2004
Christfund Futures Limited 恒豐期貨有限公司 RE 2 01 April 2003 07 April 2004
Christfund Securities Limited 恒豐證券有限公司 RE 6 01 April 2003 18 November 2003
Christfund Securities Limited 恒豐證券有限公司 RE 4 01 April 2003 18 November 2003
Christfund Securities Limited 恒豐證券有限公司 RE 9 01 April 2003 18 November 2003