SFC Licences of KWOK Ka Yiu 郭家耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Anli Securities Limited 安里證券有限公司	RE	4	21 December 2021	03 April 2023
Anli Securities Limited 安里證券有限公司	RE	1	21 December 2021	03 April 2023
VC International Asset Management Limited 匯盈國際資產管理有限公司	RO	9	02 December 2021
VC International Asset Management Limited 匯盈國際資產管理有限公司	RE	9	08 October 2021	02 December 2021
Zhenro Securities Co. Limited 正榮證券有限公司	RE	1	20 August 2020	31 August 2021
Zhenro Asset Management Co. Limited 正榮資產管理有限公司	RO	9	18 September 2019	31 August 2021
Zhenro Asset Management Co. Limited 正榮資產管理有限公司	RO	4	18 September 2019	31 August 2021
Atlantic Asset Management Limited 大西洋資產管理有限公司	RO	9	09 August 2016	15 January 2019
Atlantic Asset Management Limited 大西洋資產管理有限公司	RO	4	17 June 2014	15 January 2019
Atlantic Asset Management Limited 大西洋資產管理有限公司	RE	9	08 January 2014	09 August 2016
Atlantic Asset Management Limited 大西洋資產管理有限公司	RE	4	08 January 2014	17 June 2014
Glory Sun Securities Limited 寶新證券有限公司	RE	2	24 January 2013	15 January 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	1	24 January 2013	15 January 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	18 May 2012	15 December 2012
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	15 April 2010	15 December 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	15 April 2010	15 December 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	15 April 2010	15 December 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	2	12 August 2009	03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	12 August 2009	03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	4	12 August 2009	07 January 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	08 July 2008	03 August 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	04 October 2005	03 August 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	4	18 April 2005	03 August 2009
Haitong International Research Limited 海通國際研究有限公司	RE	4	01 April 2003	30 March 2005