SFC Licences of KWONG Ho Kei, Emily 鄺可琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited
RE 6 03 February 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 24 July 2018 06 August 2020
CLSA Limited 中信里昂證券有限公司
RO 1, 4 24 July 2018 06 August 2020
CLSA Limited 中信里昂證券有限公司
RE 1, 4 13 June 2017 24 July 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 13 June 2017 24 July 2018
Evercore Asia Limited
RO 6 24 September 2015 26 May 2017
Evercore Asia Limited
RO 1 01 March 2013 26 May 2017
Evercore Asia Limited
RE 6 30 January 2013 24 September 2015
Evercore Asia Limited
RE 1 30 January 2013 01 March 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RO 1, 4, 6 12 November 2009 01 May 2010
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 4 28 September 2009 12 November 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 6 27 August 2009 12 November 2009
RHB Capital Hong Kong Limited 興業金融融資有限公司
RE 1, 6 10 July 2009 31 July 2009
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 26 September 2008 23 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RO 6 22 August 2006 04 October 2006
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 24 November 2004 04 October 2006
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 6 01 April 2003 22 August 2006
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 4, 9 01 April 2003 23 November 2004