| Institution |
Role |
Licences |
Start date |
End date |
HSBC Corporate Finance (Hong Kong) Limited
|
RE |
6 |
03 February 2021 |
|
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
|
RO |
4, 6 |
24 July 2018 |
06 August 2020 |
CLSA Limited 中信里昂證券有限公司
|
RO |
1, 4 |
24 July 2018 |
06 August 2020 |
CLSA Limited 中信里昂證券有限公司
|
RE |
1, 4 |
13 June 2017 |
24 July 2018 |
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
|
RE |
4, 6 |
13 June 2017 |
24 July 2018 |
Evercore Asia Limited
|
RO |
6 |
24 September 2015 |
26 May 2017 |
Evercore Asia Limited
|
RO |
1 |
01 March 2013 |
26 May 2017 |
Evercore Asia Limited
|
RE |
6 |
30 January 2013 |
24 September 2015 |
Evercore Asia Limited
|
RE |
1 |
30 January 2013 |
01 March 2013 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
|
RO |
1, 4, 6 |
12 November 2009 |
01 May 2010 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
|
RE |
4 |
28 September 2009 |
12 November 2009 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
|
RE |
1, 6 |
27 August 2009 |
12 November 2009 |
RHB Capital Hong Kong Limited 興業金融融資有限公司
|
RE |
1, 6 |
10 July 2009 |
31 July 2009 |
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
|
RE |
1, 4, 6 |
26 September 2008 |
23 January 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
|
RO |
6 |
22 August 2006 |
04 October 2006 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
|
RE |
1 |
24 November 2004 |
04 October 2006 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
|
RE |
6 |
01 April 2003 |
22 August 2006 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
|
RE |
4, 9 |
01 April 2003 |
23 November 2004 |