SFC Licences of WAT Ka Fai, Joshua 屈家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
JW Capital Limited	RO	9	19 December 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	25 June 2008	06 December 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	28 August 2007	06 December 2011
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	28 August 2007	06 December 2011
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	28 August 2007	06 December 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	23 May 2007	06 December 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	04 April 2007	06 December 2011
DRT Management Limited	RE	9	30 September 2006	08 March 2007
Merrill Lynch Futures (Hong Kong) Limited	RE	2	18 December 2003	01 September 2006
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	01 September 2006
Merrill Lynch Far East Limited	RE	9	01 April 2003	12 December 2003
Merrill Lynch Far East Limited	RE	6	01 April 2003	12 December 2003
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	12 December 2003
Merrill Lynch Far East Limited	RE	1	01 April 2003	12 December 2003
Merrill Lynch Far East Limited	RE	4	01 April 2003	12 December 2003
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	12 December 2003
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	12 December 2003
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	12 December 2003