SFC Licences of CHAN Choi Wah, Kanise 陳再華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VMS Securities Limited 鼎珮證券有限公司
RO 1 28 January 2021 23 November 2021
Harvest Global Investments Limited 嘉實國際資產管理有限公司
RO 1, 4, 9 01 March 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司
RE 1, 4, 9 08 February 2022 01 March 2022
VMS Asset Management Limited 鼎珮資產管理有限公司
RO 4 03 November 2021 23 November 2021
VMS Asset Management Limited 鼎珮資產管理有限公司
RO 9 28 January 2021 23 November 2021
VMS Asset Management Limited 鼎珮資產管理有限公司
RE 9 02 December 2020 28 January 2021
VMS Securities Limited 鼎珮證券有限公司
RE 1 02 December 2020 28 January 2021
Eurizon Capital Asia Limited
RO 1 28 June 2018 24 August 2020
Eurizon Capital Asia Limited
RO 4, 9 26 October 2016 24 August 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司
RO 1 28 October 2011 15 May 2012
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 20 May 2011 15 May 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司
RE 4, 9 29 November 2010 15 May 2012
Haitong International Investment Managers Limited 海通國際投資經理有限公司
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
Haitong International Asset Management Limited 海通國際資產管理有限公司
RE 4 21 September 2010 08 November 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 1, 9 30 June 2010 08 November 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
Haitong International Asset Management Limited 海通國際資產管理有限公司
RE 9 30 June 2010 08 November 2010
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司
RE 9 14 January 2010 19 May 2010
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司
RE 1, 4 15 December 2009 19 May 2010
CCB International Securities Limited 建銀國際證券有限公司
RE 1, 4 22 September 2009 05 December 2009
New Star International Investment Products (Asia) Limited
RE 1, 4 16 July 2008 19 September 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司
RE 9 28 March 2006 23 June 2008
Amundi Asset Management
RE 9 28 March 2006 01 January 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司
RE 1, 4 27 March 2006 23 June 2008
Amundi Asset Management
RE 4 27 March 2006 01 January 2008
BOCI Securities Limited 中銀國際證券有限公司
RE 2 13 October 2005 23 March 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 11 November 2004 23 March 2006
BOCI Securities Limited 中銀國際證券有限公司
RE 4 11 November 2004 23 March 2006
BOCI Securities Limited 中銀國際證券有限公司
RE 1 16 March 2004 23 March 2006
HSBC Global Asset Management (Hong Kong) Limited
RE 4, 6, 9 01 April 2003 27 February 2004
HSBC Investment Funds (Hong Kong) Limited
RE 1, 4, 6, 9 01 April 2003 27 February 2004