SFC Licences of CHAN Choi Wah, Kanise 陳再華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RO	9	01 March 2022	09 January 2024
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RO	4	01 March 2022	09 January 2024
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RO	1	01 March 2022	09 January 2024
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	9	08 February 2022	01 March 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	4	08 February 2022	01 March 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	1	08 February 2022	01 March 2022
VMS Asset Management Limited 鼎珮資產管理有限公司	RO	4	03 November 2021	23 November 2021
VMS Asset Management Limited 鼎珮資產管理有限公司	RO	9	28 January 2021	23 November 2021
VMS Securities Limited 鼎珮證券有限公司	RO	1	28 January 2021	23 November 2021
VMS Asset Management Limited 鼎珮資產管理有限公司	RE	9	02 December 2020	28 January 2021
VMS Securities Limited 鼎珮證券有限公司	RE	1	02 December 2020	28 January 2021
Eurizon Capital Asia Limited	RO	1	28 June 2018	24 August 2020
Eurizon Capital Asia Limited	RO	9	26 October 2016	24 August 2020
Eurizon Capital Asia Limited	RO	4	26 October 2016	24 August 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RO	1	28 October 2011	15 May 2012
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	20 May 2011	15 May 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	9	29 November 2010	15 May 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司	RE	4	29 November 2010	15 May 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	21 September 2010	08 November 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	21 September 2010	08 November 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	21 September 2010	08 November 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	30 June 2010	08 November 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	30 June 2010	08 November 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	30 June 2010	08 November 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	30 June 2010	08 November 2010
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	9	14 January 2010	19 May 2010
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	4	15 December 2009	19 May 2010
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	1	15 December 2009	19 May 2010
CCB International Securities Limited 建銀國際證券有限公司	RE	4	22 September 2009	05 December 2009
CCB International Securities Limited 建銀國際證券有限公司	RE	1	22 September 2009	05 December 2009
New Star International Investment Products (Asia) Limited	RE	4	16 July 2008	19 September 2008
New Star International Investment Products (Asia) Limited	RE	1	16 July 2008	19 September 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	9	28 March 2006	23 June 2008
Amundi Asset Management	RE	9	28 March 2006	01 January 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	4	27 March 2006	23 June 2008
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	1	27 March 2006	23 June 2008
Amundi Asset Management	RE	4	27 March 2006	01 January 2008
BOCI Securities Limited 中銀國際證券有限公司	RE	2	13 October 2005	23 March 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	11 November 2004	23 March 2006
BOCI Securities Limited 中銀國際證券有限公司	RE	4	11 November 2004	23 March 2006
BOCI Securities Limited 中銀國際證券有限公司	RE	1	16 March 2004	23 March 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003	27 February 2004
HSBC Investment Funds (Hong Kong) Limited	RE	1	01 April 2003	27 February 2004
HSBC Investment Funds (Hong Kong) Limited	RE	4	01 April 2003	27 February 2004
HSBC Global Asset Management (Hong Kong) Limited	RE	6	01 April 2003	27 February 2004
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 April 2003	27 February 2004
HSBC Investment Funds (Hong Kong) Limited	RE	6	01 April 2003	27 February 2004
HSBC Investment Funds (Hong Kong) Limited	RE	9	01 April 2003	27 February 2004