SFC Licences of HON Sau Yee, Kenneth 韓守義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RO	1	27 April 2023
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	14 October 2022	27 April 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	16 November 2016	29 July 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RO	1	15 June 2016	29 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	2	15 June 2016	29 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	15 June 2016	29 July 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	15 April 2016	15 June 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	15 April 2016	15 June 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	15 April 2016	15 June 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RO	5	17 December 2012	01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RO	2	17 December 2012	01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RO	4	05 October 2012	01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RO	1	05 October 2012	01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	19 June 2012	05 October 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	19 June 2012	05 October 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	5	02 June 2011	21 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	4	02 June 2011	21 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	2	02 June 2011	21 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	1	02 June 2011	21 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	28 April 2010	02 June 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	28 April 2010	02 June 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited	RO	2	17 September 2008	22 February 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	17 September 2008	22 February 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	05 January 2004	17 September 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	05 January 2004	17 September 2008