SFC Licences of LAI Koon Ho 黎冠豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMSC Partners Limited 和信資本有限公司	RO	9	10 August 2022
CMSC Partners Limited 和信資本有限公司	RO	4	10 August 2022
Xen Capital (HK) Limited 施源資本(香港)有限公司	RO	9	03 June 2021	08 August 2022
Xen Capital (HK) Limited 施源資本(香港)有限公司	RO	4	03 June 2021	08 August 2022
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RO	9	15 July 2020	30 April 2021
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RO	4	15 July 2020	30 April 2021
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RE	9	30 June 2020	15 July 2020
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RE	4	30 June 2020	15 July 2020
Guo Tong Capital Management Company Limited 國通資本管理有限公司	RO	9	18 May 2018	12 November 2018
Guo Tong Capital Management Company Limited 國通資本管理有限公司	RO	4	18 May 2018	12 November 2018
Guo Tong Capital Management Company Limited 國通資本管理有限公司	RE	9	27 April 2018	18 May 2018
Guo Tong Capital Management Company Limited 國通資本管理有限公司	RE	4	27 April 2018	18 May 2018
Maplefield Capital Limited 楓源資本有限公司	RO	9	27 February 2018	20 March 2018
Maplefield Capital Limited 楓源資本有限公司	RO	4	27 February 2018	20 March 2018
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RO	1	10 January 2017	04 July 2017
Fortune Asset Management Limited 富強資產管理有限公司	RO	9	01 September 2015	22 December 2015
Fortune Asset Management Limited 富強資產管理有限公司	RE	9	06 August 2015	01 September 2015
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	9	05 March 2015	27 July 2015
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	9	12 January 2015	05 March 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	2	14 May 2013	15 December 2014
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	1	14 May 2013	15 December 2014
DA International Financial Service Limited 直達國際金融服務有限公司	RO	2	02 September 2011	05 January 2012
Huarong International Securities Limited 華融國際證券有限公司	RO	2	18 February 2011	27 August 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	1	17 November 2010	27 August 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	2	17 November 2010	18 February 2011
MFG Limited 峰滙金融集團有限公司	RE	2	07 September 2010	09 November 2010
MFG Limited 峰滙金融集團有限公司	RE	1	07 September 2010	09 November 2010
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	13 April 2010	01 September 2010
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	13 April 2010	01 September 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	2	01 December 2009	01 September 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	01 December 2009	01 September 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	15 August 2007	23 November 2009
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	15 August 2007	23 November 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	18 January 2006	19 December 2006
FWD Financial Planning Limited 富衛財務策劃有限公司	RE	4	14 January 2005	10 December 2005
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	16 September 2004	22 December 2004