SFC Licences of WONG Ming Fai 王明輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 6 03 May 2024
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 4 03 May 2024
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 02 November 2023 03 May 2024
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 02 November 2023 03 May 2024
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 02 November 2023
Transpac Capital Limited 匯亞資金管理有限公司 RO 6 18 April 2023 11 September 2023
Transpac Capital Limited 匯亞資金管理有限公司 RO 4 18 April 2023 11 September 2023
Transpac Capital Limited 匯亞資金管理有限公司 RE 6 17 February 2023 18 April 2023
Transpac Capital Limited 匯亞資金管理有限公司 RE 4 17 February 2023 18 April 2023
Guotai Junan Capital Limited 國泰君安融資有限公司 RO 6 30 August 2022 20 October 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 30 August 2022 20 October 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 30 August 2022 20 October 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 26 April 2022 30 August 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 26 April 2022 30 August 2022
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 02 December 2021 30 August 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 6 05 June 2018 06 September 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 4 05 June 2018 06 September 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 05 June 2018 06 September 2021
Standard Advisory Asia Limited 標銀亞洲有限公司 RO 6 01 December 2014 06 March 2018
Standard Advisory Asia Limited 標銀亞洲有限公司 RO 4 01 December 2014 06 March 2018
Standard Advisory Asia Limited 標銀亞洲有限公司 RO 1 01 December 2014 06 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 July 2008 28 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 July 2008 28 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 11 June 2008 28 March 2011
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 19 April 2005 19 March 2008