SFC Licences of WONG Ming Fai 王明輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	6	02 November 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	02 November 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	02 November 2023
Transpac Capital Limited 匯亞資金管理有限公司	RO	6	18 April 2023	11 September 2023
Transpac Capital Limited 匯亞資金管理有限公司	RO	4	18 April 2023	11 September 2023
Transpac Capital Limited 匯亞資金管理有限公司	RE	6	17 February 2023	18 April 2023
Transpac Capital Limited 匯亞資金管理有限公司	RE	4	17 February 2023	18 April 2023
Guotai Junan Capital Limited 國泰君安融資有限公司	RO	6	30 August 2022	20 October 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	30 August 2022	20 October 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	30 August 2022	20 October 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	26 April 2022	30 August 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	26 April 2022	30 August 2022
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	02 December 2021	30 August 2022
CCB International Capital Limited 建銀國際金融有限公司	RE	6	05 June 2018	06 September 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	4	05 June 2018	06 September 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	1	05 June 2018	06 September 2021
Standard Advisory Asia Limited 標銀亞洲有限公司	RO	6	01 December 2014	06 March 2018
Standard Advisory Asia Limited 標銀亞洲有限公司	RO	4	01 December 2014	06 March 2018
Standard Advisory Asia Limited 標銀亞洲有限公司	RO	1	01 December 2014	06 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	14 July 2008	28 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 July 2008	28 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	11 June 2008	28 March 2011
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	19 April 2005	19 March 2008