SFC Licences of HSU Edward Ming Yu 徐明宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 9 | 29 September 2017 | 29 December 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 February 2014 | 28 April 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 February 2014 | 28 April 2017 |
| Liquid Capital Markets Hong Kong Limited | RO | 2 | 28 May 2010 | 21 March 2011 |
| Liquid Capital Markets Hong Kong Limited | RO | 1 | 28 May 2010 | 21 March 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 16 June 2005 | 25 April 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 June 2005 | 25 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2005 | 25 April 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 25 April 2005 | 23 May 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 April 2005 | 23 May 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 25 April 2005 | 23 May 2005 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 April 2005 | 23 May 2005 |