SFC Licences of TSAI Hin Man, Daniel 蔡衍汶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 RO 6 06 August 2021
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 RE 4 03 February 2021
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 RE 1 03 February 2021
South China Capital Limited 南華融資有限公司 RO 6 22 August 2017 30 November 2020
South China Securities Limited 南華證券投資有限公司 RE 1 26 June 2017 30 November 2020
South China Capital Limited 南華融資有限公司 RE 6 26 June 2017 22 August 2017
Fortune Financial Capital Limited 富強金融資本有限公司 RE 6 16 May 2016 26 April 2017
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 16 May 2016 26 April 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 10 July 2015 15 April 2016
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 10 July 2015 15 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 22 August 2011 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 22 August 2011 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 22 August 2011 08 January 2015
CCB International Capital Limited 建銀國際金融有限公司 RE 6 28 May 2010 20 August 2011
CCB International Capital Limited 建銀國際金融有限公司 RE 1 28 May 2010 20 August 2011
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 28 July 2009 10 November 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 03 October 2007 10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 12 July 2007 10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 12 July 2007 10 December 2008
Macquarie Corporate (Hong Kong) Limited RE 6 17 May 2006 31 May 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 17 May 2006 31 May 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 17 May 2006 31 May 2007