SFC Licences of HALLIWELL Thomas Alan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RE	2	16 June 2023	21 June 2023
Merrill Lynch Far East Limited	RE	1	16 June 2023	21 June 2023
Merrill Lynch (Asia Pacific) Limited	RE	1	16 June 2023	21 June 2023
Merrill Lynch Far East Limited	RE	2	25 November 2022	02 December 2022
Merrill Lynch Far East Limited	RE	1	25 November 2022	02 December 2022
Merrill Lynch (Asia Pacific) Limited	RE	1	25 November 2022	02 December 2022
J.P. Morgan Broking (Hong Kong) Limited	RE	5	20 April 2016	20 September 2019
J.P. Morgan Broking (Hong Kong) Limited	RE	2	20 April 2016	20 September 2019
J.P. Morgan Broking (Hong Kong) Limited	RE	4	20 April 2016	11 October 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	1	20 April 2016	11 October 2016
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	1	18 November 2010	27 November 2015
CLSA Limited 中信里昂證券有限公司	RE	1	20 April 2010	01 August 2010
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	29 October 2009	19 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	30 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	30 April 2009
Lehman Brothers Futures Asia Limited	RE	2	14 May 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	14 May 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	14 May 2007	29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	14 May 2007	29 September 2008
Turiya Advisors Asia Limited	RE	9	01 June 2006	01 May 2007