SFC Licences of CHEAH Sim Ee 謝心懿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Asia Pacific) Limited 4 23 June 2020
J.P. Morgan Securities (Asia Pacific) Limited 1 23 June 2020
J.P. Morgan Broking (Hong Kong) Limited RO 5 13 January 2020
J.P. Morgan Broking (Hong Kong) Limited RO 2 13 January 2020
J.P. Morgan Broking (Hong Kong) Limited RE 5 18 November 2015 13 January 2020
J.P. Morgan Broking (Hong Kong) Limited RE 2 18 November 2015 13 January 2020
J.P. Morgan Broking (Hong Kong) Limited RE 4 18 November 2015 31 October 2016
J.P. Morgan Broking (Hong Kong) Limited RE 1 18 November 2015 31 October 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 February 2014 19 August 2015
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 21 January 2013 11 November 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 04 March 2010 19 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 04 March 2010 19 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 04 March 2010 01 November 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 June 2006 28 February 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 16 June 2006 28 February 2007
Morgan Stanley Hong Kong Futures Limited RE 2 16 June 2006 28 February 2007
Morgan Stanley Hong Kong Futures Limited RE 7 16 June 2006 28 February 2007