SFC Licences of YU Ka Ho, Bernard 余家豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited RE 4 12 May 2021
Natixis Asia Limited RE 2 12 May 2021
Natixis Asia Limited RE 1 12 May 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 September 2020 30 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 03 September 2019 01 September 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 July 2018 30 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 20 July 2018 30 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 July 2018 03 September 2019
ICBC International Securities Limited 工銀國際證券有限公司 RO 4 25 August 2017 19 June 2018
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 25 August 2017 19 June 2018
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 23 December 2016 19 June 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 21 July 2016 25 August 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 21 July 2016 25 August 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 09 March 2016 27 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 10 January 2014 27 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 December 2013 27 June 2016
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 09 February 2012 15 November 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 09 February 2012 15 November 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 09 February 2012 15 November 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 09 February 2012 15 November 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 09 February 2012 15 November 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 09 February 2012 15 November 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 09 February 2012 15 November 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 09 February 2012 15 November 2013
Aquitaine Investment Advisors Limited RE 9 24 May 2010 06 January 2012
Pacific Group Limited, The RE 9 23 April 2008 30 November 2008