SFC Licences of DU Jinsong 杜勁松

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 30 April 2021 05 January 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 2 30 April 2021 05 January 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 30 April 2021 05 January 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 5 30 April 2021 05 January 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 13 April 2021 30 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 13 April 2021 30 April 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 13 April 2021 30 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 13 April 2021 30 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 31 May 2017 08 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 29 May 2015 08 February 2021
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 29 May 2015 08 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 29 May 2015 08 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 11 March 2015 29 May 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 11 March 2015 29 May 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 March 2015 29 May 2015
BOCI Securities Limited 中銀國際證券有限公司 RO 4 30 September 2013 07 February 2015
BOCI Securities Limited 中銀國際證券有限公司 RO 2 27 March 2012 07 February 2015
BOCI Securities Limited 中銀國際證券有限公司 RO 1 27 March 2012 07 February 2015
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 27 March 2012 07 February 2015
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 14 February 2012 27 March 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 07 April 2008 27 March 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 2 07 April 2008 27 March 2012