SFC Licences of DING Chenying 丁陳穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 13 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 13 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 24 August 2021 13 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 24 August 2021 13 June 2022
Natixis Asia Limited RE 4 05 September 2019 30 April 2021
Natixis Asia Limited RE 1 05 September 2019 30 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 28 June 2017 23 August 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 28 June 2017 23 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 July 2016 17 March 2017
J.P. Morgan Broking (Hong Kong) Limited RE 1 31 March 2014 09 May 2016
J.P. Morgan Broking (Hong Kong) Limited RE 2 31 March 2014 09 May 2016
J.P. Morgan Broking (Hong Kong) Limited RE 4 31 March 2014 09 May 2016
J.P. Morgan Broking (Hong Kong) Limited RE 5 31 March 2014 09 May 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 10 September 2008 30 November 2013