SFC Licences of DING Chenying 丁陳穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RE	9	28 December 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	13 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	13 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	24 August 2021	13 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	24 August 2021	13 June 2022
Natixis Asia Limited	RE	4	05 September 2019	30 April 2021
Natixis Asia Limited	RE	1	05 September 2019	30 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	28 June 2017	23 August 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	28 June 2017	23 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	15 July 2016	17 March 2017
J.P. Morgan Broking (Hong Kong) Limited	RE	5	31 March 2014	09 May 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	4	31 March 2014	09 May 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	2	31 March 2014	09 May 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	1	31 March 2014	09 May 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	10 September 2008	30 November 2013