SFC Licences of XU Ping 徐娉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Securities (Far East) Limited	RO	6	31 March 2022
J.P. Morgan Securities (Far East) Limited	RO	4	31 March 2022
J.P. Morgan Securities (Far East) Limited	RO	1	31 March 2022
J.P. Morgan Securities (Far East) Limited	RE	6	23 August 2021	31 March 2022
J.P. Morgan Securities (Far East) Limited	RE	4	23 August 2021	31 March 2022
J.P. Morgan Securities (Far East) Limited	RE	1	23 August 2021	31 March 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	29 September 2020	28 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	29 September 2020	28 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	29 September 2020	28 May 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 April 2015	10 July 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 April 2015	10 July 2020
CLSA Limited 中信里昂證券有限公司	RE	1	24 April 2015	10 July 2020
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	13 December 2011	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	13 December 2011	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	13 December 2011	01 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	29 September 2008	25 March 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	29 September 2008	25 March 2009