SFC Licences of WONG Sung Chun 王崇峻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	21 April 2023
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	21 April 2023
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	21 April 2023
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	10 January 2023	16 January 2023
SoFi Securities (Hong Kong) Limited	RE	4	13 March 2020	25 November 2022
SoFi Securities (Hong Kong) Limited	RE	1	15 January 2020	25 November 2022
Valuable Capital Limited 華盛資本証券有限公司	RE	2	16 December 2019	31 December 2019
Valuable Capital Limited 華盛資本証券有限公司	RE	1	16 December 2019	31 December 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	9	05 October 2018	25 October 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	2	05 October 2018	25 October 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	1	13 September 2018	25 October 2019
BOCI Securities Limited 中銀國際證券有限公司	RE	1	18 October 2017	24 August 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	10 March 2016	25 September 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	10 March 2016	25 September 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	19 March 2012	29 February 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	19 March 2012	29 February 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	06 January 2012	01 March 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	06 January 2012	01 March 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	06 January 2012	01 March 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	26 May 2011	14 December 2011
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	25 February 2011	14 December 2011
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	25 February 2011	14 December 2011
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	25 October 2010	13 January 2011
Wing Fung Securities Limited 永豐證券有限公司	RE	1	25 October 2010	13 January 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	04 May 2010	15 July 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	04 May 2010	15 July 2010