SFC Licences of WAN Tin Chi 尹天賜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 02 January 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 4 21 October 2019 10 December 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 20 September 2019 10 December 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 18 March 2019 30 August 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 22 February 2019 30 August 2019
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 15 January 2018 14 December 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 15 January 2018 14 December 2018
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 15 January 2018 14 December 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 15 January 2018 14 December 2018
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 1 15 April 2014 12 January 2018
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 15 April 2014 12 January 2018
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 15 April 2014 12 January 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 16 August 2013 14 April 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 20 May 2010 05 June 2013